By Andre A. Moenssens
The “No Bolstering Rule” is a rule that prohibits
the use of hearsay evidence to the effect that a non-testifying
person agreed with the testifying witness about the truth of what the
witness has stated during direct examination. The rule states,
essentially, that a witness cannot bolster his own testimony with
confirmatory statements made out-of-court by another person when the
testifier has not yet been impeached. It is an
integral part of the prohibition against the evidentiary use of most
hearsay evidence.
The rule against the use of hearsay evidence is
peculiar to adversary system jurisdictions (United
States,
Canada, the United Kingdom,
and other Commonwealth countries). The rule against hearsay has no
direct equivalent in civil law countries. Hearsay evidence comprises
those assertions or declarations of a non-testifying person which are
offered to prove the truth of the testifying person’s assertions. The
concept applies to lay as well as expert witnesses in both civil and
criminal cases.
When dealing with fingerprint expert witness
testimony, the “no bolstering” rule prohibits one examiner from making a
statement of fact or of stating an opinion and following that up with
the assertion that another, non-testifying person, agrees with that fact
or opinion, or that this non-testifying person has the same view. Thus,
one expert cannot state, “This is my conclusion, and Ms. X has confirmed
that my conclusion is correct.” Or, “this is my opinion, and so-and-so
agrees that I was right.” Or, “several other people have also seen this
evidence and they all came to the same conclusion.”
Or,” everybody knows that it is so.” Or, “ten other people said the same
thing.”
None of the above statements would be admissible if
a proper objection is raised, because the “declarants” –
the persons who made the out-of-court statement(s)
– are not available to be cross-examined as to
the assertions’ veracity, accuracy, or reliability. [See also, “Hearsay
Evidence” in Wiley Encyclopedia of Forensic Science
(Jamieson A and Moenssens A.A. eds.) 2009 [3] 1465 for a more extensive
explanation of the hearsay rule as applied to forensic scientists.]
The “No Bolstering Rule” requires fingerprint
examiners to also refrain from volunteering information
about the outcome of a verification after having explained what each
step of the ACE-V process, including the verification step, requires.
A few recent court decisions, have applied the “no
bolstering” rule in cases wherein fingerprint examiners were asked,
after they explained the various steps involved in the ACE-V process
(including the requirement of a Verification), whether the “verifying
examiner” agreed with the testifying examiner’s conclusion, and the
examiner responds affirmatively. The same result – reversal of a
conviction – is likely to occur if the
testifying examiner were to volunteer such information on direct
examination without being asked that question.
Note that it is entirely proper to explain during
testimony what each step of the ACE-V process entails. Do not, however,
violate the “no bolstering” rule by volunteering that the verifying
examiner has reached the same conclusion. Since the verifier is not on
the stand, he/she cannot be cross-examined on the correctness of that
statement; the statement therefore violates the rule against using
inadmissible hearsay evidence against a defendant.
“No Bolstering” and the prohibition
against the use of most forms of hearsay evidence has its origin in the
judge’s function to insure that jurors are not misled or confused by
evidence that cannot be examined or challenged, and may therefore
potentially also be unreliable. In the United States,
the rule is part and parcel of the constitutional right to cross-examine
all witnesses. The rule against the use of hearsay evidence is somewhat
archaic, and certainly very technical. What’s more, there exist a slew
of exceptions to the rule against hearsay – situations
where statements of non-testifying persons can nevertheless be used in
evidence – but it is well understood by
most legal professionals.
There are a few instances where the “no bolstering”
rule may gave way on redirect if the cross-examiner sought
to impeach the testifying expert by allegations that he/she has recently
fabricated or changed his/her opinion. This would be one case wherein
the examiner may thereafter be asked whether, at the time he/she had
first formulated the opinion, other examiners had agreed with it. This,
again, is a technical concept that would apply only after
cross-examination of the testifying expert by the defense attorney. It
is a situation that comes up very seldom, and therefore less likely to
cause problems for a fingerprint examiner.